Financial (Risk) Analysts

Karla Jones

Senior Recruiter, SEC
The US Securities and Exchange Commission (SEC) is seeking a Financial (Risk) Analysts within the Division of Investment Management in New York, NY location.

Compensation $101,660 - 190,920

The Division of Investment Management (IM) is seeking to hire financial analysts for the Division’s Risk and Examinations Group (REG). The REG is located at the SEC’s New York Regional Office. The risk group is composed of financial and quantitative analysts that assist in assessing, reporting and monitoring risks across the asset management industry. The analysts collaborate with the examinations group to help inform policy priorities, conduct studies, support rulemakings and collect data for Division activities.
The mission of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. We seek high-caliber professionals who share the same values of integrity, fairness, accountability, resourcefulness, teamwork and commitment to excellence. The SEC offers challenging work in a collegial environment, while enjoying quality of life and a competitive compensation package.

The Financial (Risk) Analysts will assist in the following:
  • Supporting the mission of the Division by providing rigorous quantitative and qualitative analysis on the asset management industry
  • Assessing, reporting and monitoring the risks taken by significant Investment Advisors, Investment Companies, and risks across the asset management industry
  • Identifying institutional and industry risk-related trends
  • Analyzing the risks associated with complex securities and portfolios
  • Studies, rulemakings and data related to Division activities
  • Providing financial, economic and data analysis to support the Division’s monitoring and surveillance activities in connection with the asset management industry
  • Working with other Divisions within the SEC as well as representing the SEC and the Division if Investment Management in interactions with other regulatory bodies and industry participants
REQUIREMENTS:
The successful candidate MUST be a US Citizen

SK-13: The successful candidate should also have at least one year of specialized experience equivalent to at least the GS/SK-12 level conducting quantitative and qualitative analysis on the financial industry in order to identify institutional and industry related market and/or credit risk trends. This experience may have been acquired while serving as a market or credit risk analyst, trading assistant, financial controller or similar function in the financial industry.
SK-14: In addition to the level SK-13 requirements the successful candidate should have at least one year of specialized experience equivalent to at least the GS/SK-13 level leading market and/or credit risk related projects as well as experience in assessing, reporting and monitoring risks taken by financial industry participants. This experience may have been acquired while serving as a market or credit risk associate, trading associate, financial controller associate or similar function in the financial industry.

Apply/contact info for candidates
For more information about the position and to apply, please visit our website:
http://www.sec.gov/jobs/ohr/job784820.html
Please use Vacancy Identification Number: 784820
 
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