Recent content by Ken Abbott

What Is Bank Compliance: A Comprehensive Guide | AI-powered Business Verification Service | Vespia https://www.bis.org/publ/bcbs103.pdf Consumer Compliance | FDIC.gov What is Regulatory Compliance for Banks? The Fed - SR 08-8 / CA 08-11: Compliance Risk Management Programs and Oversight at...

This book is <$10 on Amazon. The first 100 pages provide a nice intro to how options are priced. These are some decent videos on the rates market: Khan Academy

Leveraged Finance (LevFin) | Ultimate Guide Leveraged Finance Guide to Leveraged Finance (Lev Fin) - Capital City Training Ltd https://www.occ.treas.gov/publications-and-resources/publications/comptrollers-handbook/files/leveraged-lending/pub-ch-leveraged-lending.pdf Legal Lingo - What is...

https://www.morganstanley.com/content/dam/msdotcom/en/assets/pdfs/wealth-management-disclosures/understanding_insurance.pdf https://www.mikerussonline.com/CA/pdfs/1.pdf https://www.congress.gov/crs-product/IF10043 https://www.soa.org/globalassets/assets/files/edu/P-21-05.pdf...

Prime brokerage - Wikipedia Prime Brokerage Services, Example, and Requirements for an Account The Role of a Prime Broker Prime Brokerage The prime broker–hedge fund nexus: recent evolution and implications for bank risks Prime Services...

Private Equity Explained With Examples and Ways To Invest https://www.morganstanley.com/im/publication/insights/articles/article_introductiontoprivateequitybasics.pdf Private equity - Wikipedia...

What Investment Bankers Do: A Guide to Investment Banking Explained Investment Banking Overview Investment Banking | Quick Primer Investment Banking: The Ultimate Industry Overview What is an Investment Banker? | CFA Institute Investment banking - Wikipedia

FP&A Resources for Financial Institutions 1. Clear guidance on how FP&A teams in banks support strategic and risk management initiatives across driving economic cycles. Grant Thornton 2. A whitepaper outlining extended planning (rolling forecasts, scenario modeling) techniques tailored for the...

https://www.ici.org/doc-server/pdf%3Ag2understanding.pdf SEC.gov | Beginners Guide to Mutual Funds The Little Book of Common Sense Investing - Wikipedia Common Sense on Mutual Funds - Wikipedia The Intelligent Investor - Wikipedia Investing for beginners | Investing ideas and planning | Fidelity...

https://www.cfainstitute.org/-/media/documents/book/rf-lit-review/2010/rflr-v5-n1-1-pdf.pdf https://assets.kpmg/content/dam/kpmg/xx/pdf/2022/03/future-of-wealth-management.pdf...

Videos Readings https://sgp.fas.org/crs/misc/IF10117.pdf https://www.congress.gov/crs-product/R48451 Understanding Derivatives: A Comprehensive Guide to Their Uses and Benefits Derivative (finance) - Wikipedia

What Is Asset Management, and What Do Asset Managers Do? Asset Management Overview Asset management - Wikipedia What is Asset Management? (Full Guide) | Career Principles Asset Management: Industry Overview, Careers & Salaries Asset Management Company (AMC)

Readings https://www.bis.org/basel_framework/chapter/CRE/50.htm https://www.bis.org/bcbs/publ/d574.pdf Counterparty Risk: Definition, Types, and Examples Counterparty Risk Vs. Credit Risk Management: The Difference Basel Framework The Fed - Supervisory Policy and Guidance Topics - Credit Risk...

The approach is basically the same. The tricky part is the way the BIS wants it reported. In addition to the ES using a full datatset, you must also do en ES with a limited dataset, and a "worst case" ES, historically. In addition, there are somewhat complex liquidity adjustments to be made...

https://www.bauer.uh.edu/rsusmel/7386/ln1.pdf https://www.bis.org/publ/work1094.pdf https://web.stanford.edu/~jbulow/Lehmandocs/docs/BARCLAYS/LBEX-LL%203356480-3356609.pdf...